RMA & NContracts 2021 Risk Culture & Conduct Survey

This RMA/Ncontracts survey was intended to capture the current state of culture and conduct practices across a range of RMA member and non-member institutions. We hope that the results will help participants benchmark how their peers implement and drive their desired culture and manage conduct risk, particularly in the current remote environment that many institutions are in due to the pandemic. As regulators continue to pay attention to the corporate culture, this survey may be a useful check-in tool on your current practices, especially as many are now moving into more of a hybrid work environment.